About this template
This template is structured similar to an audit file; incorportating audit planning, fieldwork and reporting into the one document. This work program includes a series of questions and audit procedures which can be performed by the audit team. Furthermore, this work program has been designed to act as a checklist, ensuring all workpapers are documented, and review is evidenced.
This audit work program has been built for a basic anti-money laundering review for a United Kingdom (UK) entity.
Things to be careful about
This is a generic audit program. You should ensure you perform proper planning and a detailed risk assessment before using this template. This template should then be modified to suit your organisation and based on the results of planning to ensure that it is fit and appropriate for your organisation.
Laws and regulations regularly change. This template should not be relied upon and you should perform you own check to ensure this template is compliant with local laws and regulations applicable to your entity.
