About this template
This template includes a list of 30 expected financial key controls, associated risks, and expected tests for each control.
The template has been designed as a ‘SOX Lite’ finance risk and controls matrix and is ideal for any small to mid-sized organisation looking to embed better financial controls and governance within the business.
Things to be careful about
This template has been designed so that is can be easily applied to many audit and finance departments. It only includes generic controls which may or may not be entirely applicable to your business. As such, all controls should be reviewed and updated to ensure they suit your organisation. My Audit Spot is able to customise this template, or even offer a walkthrough on how to use the template for an hourly fee. Please contact us for further assistance and a quote.
