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Template - Controls Program Set


About this template
This set includes the following controls programs:

  • Finance Key Controls
  • IT General Controls / IT Key Controls
  • Entity Level Controls


Each template includes a list of expected  key controls and associated risks. This matrix has been designed so that audit and compliance teams can review controls and ensure they are designed, implemented and operating effectively. Furthermore, the template allows for business areas to record their own assessment of how effectively the controls are currently operating. 


The template has been designed as a 'SOX Lite' risk and controls matrix and is ideal for any small to mid-sized organisation looking to embed better controls and governance within the business. 


Things to be careful about
This template has been designed so that is can be easily applied to many audit and business departments. It only includes generic controls which may or may not be entirely applicable to your business. As such, all controls should be reviewed and updated to ensure they suit your organisation. My Audit Spot is able to customise this template, or even offer a walkthrough on how to use the template for an hourly fee. Please contact us for further assistance and a quote. 


Please be careful of the formula's within the template. Editing these may impact on the effectiveness of the tool. Only enter text in fields highlighted in yellow.

CC5 - Controls Program Set

Excluding VAT
  • The information contained in this template is of a general nature and is for information purposes only.


    My Audit Spot assumes no responsibility for errors or omissions in the contents of the template and any assocaited information.


    In no event shall My Audit Spot be liable for any special, direct, indirect, consequential, or incidental damages or any damages whatsoever, arising out of or in connection with the use of the template or the contents of the template and any assocaited information. My Audit Spot reserves the right to make additions, deletions, or modifications to the contents on the template and any associated information at any time without prior notice. 


    All disclaimers can be viewed here: https://www.myauditspot.com//legal-stuff.


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